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HAWAII STATE PUBLIC LIBRARY SYSTEM
Item Information
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More by this author
Hazen, Thomas Lee, 1947- author.
Subjects
Securities -- United States.
Stock exchanges -- Law and legislation -- United States.
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by author:
Hazen, Thomas Lee, 1947- author.
by title:
Federal securities l...
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Federal securities law / Thomas Lee Hazen ; Kris Markarian, legal editor.
by
Hazen, Thomas Lee, 1947- author.
Washington, DC : Federal Judicial Center, 2022.
Subjects
Securities -- United States.
Stock exchanges -- Law and legislation -- United States.
Description:
xi, 235 pages ; 23 cm
Edition:
Fourth edition.
Contents:
Scope and reach of securities laws -- Regulating distribution of securities : Securities Act of 1933 -- Regulating issuers, securities professionals, and securities markets : Securities Exchange Act of 1934 -- Glossary.
Requests:
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Summary:
"Examines the statutory framework for the issues that federal judges are most likely to encounter in federal securities litigation. The monograph provides case-law analysis, as well as material about the registration process under the 1933 Act, secondary liability, exemptions for raising capital, Williams Act requirements, exempt transactions, and manipulation. Coverage includes broker-dealer obligations and the most recent litigation developments."-- Back cover.
Copy/Holding information
Location
Collection
Call No.
Status
Hawaii State Library
R -- Federal Documents
346.092 Ha
Non Circulating
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Horizon Information Portal 3.25_9884
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